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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-06-30
SC RA APPROVED 2017-06-30
NJ RA APPROVED 2008-11-05
PA RA APPROVED 2008-05-22
  • NC RA
    APPROVED
    Since 2017-06-30
  • SC RA
    APPROVED
    Since 2017-06-30
  • NJ RA
    APPROVED
    Since 2008-11-05
  • PA RA
    APPROVED
    Since 2008-05-22

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

555 Business Center Drive, Suite 101, Horsham, PA 19044 • United States

Franklin Retirement Solutions, Inc.

555 Business Center Dr Suite 101, Horsham, PA 19044 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2007-02-16
  • PA RA
    APPROVED
    Since 2007-02-16

Branch Locations

555 Business Center Dr Suite 101, Horsham, PA 19044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Retirement Solutions Horsham PA 01/2003 Present
Brookstone Capital Management Wheaton IL 05/2008 Present
  • 01/2003 → Present
    Franklin Retirement Solutions
    Horsham, PA
  • 05/2008 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
  • 2003-11-04 → 2006-10-17
    Paliani & Associates, Llc
    Media, PA
Other Businesses

1) INSURANCE AGENT - VARIOUS APPOINTMENTS - INSURANCE SALES - 15 HOURS DURING TRADING, 15 HOURS DURING NON-TRADING 2) BROOKSTONE CAPITAL MANAGEMENT - INVESTMENT RELATED - WHEATON, IL - RIA - POSITION: IAR - START: 05/08 - 30 HOURS DURING TRADING, 30 HOURS DURING NON-TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-02
  • S65 Uniform Investment Adviser Law Examination
    2003-10-02

View on SEC IAPD

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