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Kate Thall Ponder

Castellan

Louisville, KY

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Current Employers
Castellan

2011 Lake Point Way Suite 001, Louisville, KY 40223 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-27
KY RA APPROVED 2024-08-27
  • FL RA
    APPROVED
    Since 2024-08-27
  • KY RA
    APPROVED
    Since 2024-08-27

Branch Locations

2011 Lake Point Way Suite 001, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Castellan Group Louisville KY 04/2021 Present
Fk Construction Funding, Llc Tequesta FL 10/2019 04/2021
N/A Jupiter FL 03/2014 10/2019
  • 04/2021 → Present
    Castellan Group
    Louisville, KY
  • 10/2019 → 04/2021
    Fk Construction Funding, Llc
    Tequesta, FL
  • 03/2014 → 10/2019
    N/A
    Jupiter, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-26
S63 Uniform Securities Agent State Law Examination 2004-03-20
  • S65 Uniform Investment Adviser Law Examination
    2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    2004-03-20
Other Names
  • Kate North Thall
  • Kate Thall Ponder
  • Kate North Ponder

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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