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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-10
AL RA APPROVED 2016-08-23
  • TX RA
    APPROVED_RES
    Since 2021-06-10
  • AL RA
    APPROVED
    Since 2016-08-23

Branch Locations

221 S 8Th St, Opelika, AL 36801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Opelika AL 08/2016 Present
Raymond James Financial Services Advisors, Inc. Opelika AL 08/2016 Present
Previous Registrations
Other Businesses

(1) Name of Business: KT FINANCIAL SYNERGIES LLC Address: 221 South 8th Street, Opelika, AL, 36801, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/10/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: responsible for expenses associated with our practice at RJFS and payroll for employees (Paychex)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-30
S63 Uniform Securities Agent State Law Examination 2004-01-13
  • S66 Uniform Combined State Law Examination
    2007-06-30
  • S63 Uniform Securities Agent State Law Examination
    2004-01-13

View on SEC IAPD

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