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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-14 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
19435 W Capitol Dr Ste 100, Brookfield, WI 53045 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Brookfield | WI | 02/2010 | Present |
| Lpl Financial Llc | Brookfield | WI | 02/2018 | Present |
1. 02/14/2018 - Arnold Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Start Date 1/1/2014. 2. 02/14/2018 - SIA Brookfield - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/15/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 01/12/2022 - Lake Country School - Not Investment Related - 800 Vettelson Rd., Hartland, WI 53029 - Outside/W-2 Employment - Start Date: 01/18/2022 - 8 Hours Per Month/0 Hours During Securities Trading - Basketball Coach.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-21 |
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