Joseph David Dawkins

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-03-30
TX	RA	APPROVED	2026-03-30
VA	RA	APPROVED	2012-06-28

NH RA
APPROVED

Since 2026-03-30
TX RA
APPROVED

Since 2026-03-30
VA RA
APPROVED

Since 2012-06-28

Branch Locations

1650 Tyson's Bl. Suite 1575, Tyson's Corner, VA 22102 • United States

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jhfn Sii	Vienna	VA	06/2012	11/2018
Seia Llc	Tyson's Corner	VA	05/2012	Present
Royal Alliance Associates, Inc.	Tysons Corner	VA	11/2018	08/2023
Ses Llc	Tyson's Corner	VA	08/2023	Present

06/2012 → 11/2018

Jhfn Sii

Vienna, VA
05/2012 → Present

Seia Llc

Tyson's Corner, VA
11/2018 → 08/2023

Royal Alliance Associates, Inc.

Tysons Corner, VA
08/2023 → Present

Ses Llc

Tyson's Corner, VA

Previous Registrations

2011-04-06 → 2012-05-01

Raymond James Financial Services Advisors, Inc

Asheboro, NC
2008-02-28 → 2011-02-24

Buckhorn Capital Management Llc

Charlotte, NC

Other Businesses

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/1/2012 ADDRESS: 1650 Tysons Boulevard, Suite 1575, Tysons, VA 22102, US DESCRIPTION: RIA sales & service.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-04-02
S65	Uniform Investment Adviser Law Examination	2007-04-23

S63 Uniform Securities Agent State Law Examination

2011-04-02
S65 Uniform Investment Adviser Law Examination

2007-04-23

Designations

Certified Financial Planner

Other Names

Joe Dawkins

View on SEC IAPD