James Michael Dunphy

Employer firm

Dunphy Wealth Management, Inc. CRD 128622

$13.5M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Dunphy Wealth Management, Inc.

1080 Nimitzview Drive Suite 302, Cincinnati, OH 45230-4376 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2024-12-26
TX	RA	APPROVED_RES	2019-12-19
OH	RA	APPROVED	2003-11-19

KY RA
APPROVED

Since 2024-12-26
TX RA
APPROVED_RES

Since 2019-12-19
OH RA
APPROVED

Since 2003-11-19

Branch Locations

1080 Nimitzview Drive Suite 302, Cincinnati, OH 45230-4376 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dunphy Wealth Management Inc.	Cincinnati	OH	01/2005	Present

01/2005 → Present

Dunphy Wealth Management Inc.

Cincinnati, OH

Other Businesses

TAX PREPARATION

Designations

Certified Financial Planner

Other Names

James M Dunphy

View on SEC IAPD

Employer firm

Current Employers

Dunphy Wealth Management, Inc.

Disclosures

Employment History

Other Businesses

Designations

Other Names

Nearby Firms

Nearby Investors

Nearby Offices

Reviews