Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-03-30
TX RA APPROVED_RES 2011-10-19
MS RA APPROVED 2011-10-14
  • SD RA
    APPROVED
    Since 2026-03-30
  • TX RA
    APPROVED_RES
    Since 2011-10-19
  • MS RA
    APPROVED
    Since 2011-10-14

Branch Locations

30 Sgt Prentiss Drive, Natchez, MS 39120 • United States

Natchez, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Natchez MS 10/2011 03/2020
Ameriprise Financial Services, Llc Natchez MS 03/2020 Present
Previous Registrations
  • 2007-02-13 → 2011-10-24
    Morgan Keegan & Company, Llc
    Natchez, MS
    Jackson, MS
  • 2005-04-08 → 2007-02-13
    Amsouth Investment Management Company Llc
    Natchez, MS
Other Businesses

Business Ownership; The Office of Forrest A. Johnson III, LLC; ; DBA; 319 Main St. Natchez, MS 39120, ,; Not Investment-Related; 10/14/2011; 1 to 9 hours per month; 1 to 9 during trading hours / Johnson on Main, LLC; ; The LLC exists for real estate ownership.; 319 Main St. Natchez, MS 39120, ,; Not Investment-Related; 10/14/2011; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-07
S63 Uniform Securities Agent State Law Examination 2003-12-10
  • S66 Uniform Combined State Law Examination
    2005-04-07
  • S63 Uniform Securities Agent State Law Examination
    2003-12-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Natchez, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor