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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-19
LA RA APPROVED 2005-03-09
MS RA APPROVED 2005-03-02
  • TX RA
    APPROVED
    Since 2022-07-19
  • LA RA
    APPROVED
    Since 2005-03-09
  • MS RA
    APPROVED
    Since 2005-03-02

Branch Locations

423 Main Street, Natchez, MS 39120 • United States

Natchez, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Natchez MS 02/2005 Present
Bazile R. Lanneau, Jr., Attorney Natchez MS 06/2004 Present
  • 02/2005 → Present
    Natchez, MS
  • 06/2004 → Present
    Bazile R. Lanneau, Jr., Attorney
    Natchez, MS
Other Businesses

(1) 12/15/2005: NON-VARIABLE INSURANCE - OWNER, LIFE INSURANCE SALES OF GROUP LIFE, HEALTH AND FIXED INSURANCE PRODUCT, DISABILITY AND LONG TERM CARE. LICENSED SINCE 1971, REVENUE SINCE 1980S. SOLE PROPRIETOR. - TIME SPENT 10%. - NATCHEZ, MS. (2) 3/6/2013: OTHER-MANAGER - LANNEAU BROS, LLC - CO-MANAGER OF FAMILY FARMING OPERATION WITH BROTHER. - TIME SPENT 2%. (3) 3/7/2013: OTHER-FAMILY LLC - FAIR OAKS PLANTATION, LLC - MANAGER FOR FAMILY LLC TO HOLD LAND. - TIME SPENT 1%. (4) 3/25/2013 - REAL ESTATE RENTAL - FAMILY REAL ESTATE - A) DOWNTOWN COMMERCIAL BUILDING (3 TENANTS) PLUS 1 APARTMENT, B) SINGLE FAMILY RESIDENCE, NO RENTERS ARE CUSTOMERS OR ADVISORS OF ANOTHER B/D OR RIA - TIME SPENT 5% - NATCHEZ, MS. (5) 1/16/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 11/27/2018 - 0 Hours Per Month. (6) 06/06/2024 - Cotton Alley, LLC - Real Estate Rental - Investment Related - Natchez, Mississippi - Start Date 03/31/2024 - 10 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-22
  • S66 Uniform Combined State Law Examination
    2005-02-22
Other Names
  • Basile R Lanneau

View on SEC IAPD

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