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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-07-24 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Montgomery | AL | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Montgomery | AL | 11/2016 | 07/2020 |
| Private Client Services | Vestavia Hills | AL | 07/2020 | Present |
| Rfg Advisory, Llc | Vestavia Hills | AL | 07/2020 | Present |
1) RFG ADVISORY, LLC. 1400 Urban Center Dr, Ste 475, Vestavia Hills, AL. RIA. 160 HRS/MO; 160 DURING TRADING HRS. (2) PRIVATE CLIENT SERVICES, LLC. 2225 LEXINGTON RD., LOUISVILLE, KY 40206. INVESTMENT RELATED. SECURITIES BROKER-DEALER FIRM. REGISTERED REP. START 07/20. HOURS/MONTH: 160 . HOURS/MONTH DURING SECURITIES TRADING HOURS: 160. DUTIES: BROKER-DEALER REGISTERED REPRESENTATIVE. 2) CHARLES LINDBERRY AGENCY. 498 GREYSTONE WAY, PRATTVILLE, AL 36066. PROPERTY AND CASUALTY INSURANCE SALES. AN INDEPENDENT AGENT THAT SELLS AUTO, HOME AND COMMERICAL INSURNACE TO INDIVIDUALS AND BUSINESSES. 10 HRS/MO; 5 DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-30 |
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