David Jonathon Sears

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → Present
  Secure Estate Services Llc
  Phoenix, AZ
• 06/2003 → Present
  Secure Financial Solutions Group Llc
  Phoenix, AZ
• 11/2015 → 08/2018
  Horter Investment Management
  Cincinnati, OH
• 02/2016 → 04/2017
  B Of I (Bank Of The Internet)
  San Diego, CA
• 08/2018 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2015-12-11 → 2018-08-03
  Horter Investment Management, Llc
  Scottsdale, AZ
  Cincinnati, OH
• 2007-10-31 → 2015-11-17
  Brookstone Capital Management Llc
  Glendale, AZ
  Scottsdale, AZ
  Wheaton, IL
  Scottsdale, AZ

Other Businesses

1. Secure Financial Solutions Group, LLC; Yes, Investment Related; 11811 N Tatum Blvd Suite 3031, Phoenix AZ 85028; Insurance Sales; Owner and Manager; Start Date 06/2023; Approx. 112 hours a month; Approx. 112 hours during trading; Insurance Sales and Services. 2. Secure Estate Services; Not, Investment Related; 11811 N Tatum Blvd Suite 3031, Phoenix AZ 85028; Insurance Sales; Owner and Manager; Start Date 09/2005; Approx. 80 hours a month; Approx. 48 hours during trading; Prepare and Deliver Legal Documents

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-13
• S63 Uniform Securities Agent State Law Examination
  2004-01-12

Other Names

• Dave Sears
• David Sears