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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-10
TN RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2024-06-10
  • TN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shoemaker Financial Services Inc St Paul MN 06/2015 Present
Securian Financial Services Inc St Paul MN 06/2015 08/2023
Minnesota Life Insurance Co St Paul MN 06/2015 08/2023
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2015 → Present
    Shoemaker Financial Services Inc
    St Paul, MN
  • 06/2015 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 06/2015 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-10-07 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    St. Paul, MN
  • 2011-05-18 → 2012-08-08
    Truist Investment Services, Inc.
    Germantown, TN
  • 2008-07-24 → 2010-02-04
    Memphis, TN
  • 2007-02-16 → 2008-03-07
    Msi Financial Services, Inc.
    Franklin, TN
    Cordova, TN
Other Businesses

SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-02
S65 Uniform Investment Adviser Law Examination 2007-02-05
S63 Uniform Securities Agent State Law Examination 2003-11-17
  • S66 Uniform Combined State Law Examination
    2015-10-02
  • S65 Uniform Investment Adviser Law Examination
    2007-02-05
  • S63 Uniform Securities Agent State Law Examination
    2003-11-17
Designations
Other Names
  • Scott Jordan

View on SEC IAPD

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