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Aaron James Marberg

Alliancebernstein L.P.

Seattle, WA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-11
WA RA APPROVED 2010-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-11
  • WA RA
    APPROVED
    Since 2010-03-25

Branch Locations

601 Union Street Suite 4650, Seattle, WA 98101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Seattle WA 03/2010 Present
  • 03/2010 → Present
    Sanford C. Bernstein & Co., Llc
    Seattle, WA
Previous Registrations
  • 2009-01-02 → 2010-03-12
    Lincoln Investment
    Bothell, WA
    Renton, WA
  • 2005-03-08 → 2009-07-29
    Shelgren Financial Group, Inc.
    Bellingham, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
  • S66 Uniform Combined State Law Examination
    2004-12-21

View on SEC IAPD

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KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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