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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • DE RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

615 W 18Th St., Wilmington, DE 19802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Wilmington DE 02/2000 09/2025
Avantax Advisory Services Wilmington DE 07/2003 09/2025
Van Buren Financial Group Llc Wilmington DE 07/2008 Present
Hd Vest Insurance Services Irving TX 04/2010 09/2025
Kistler Tiffany Benefits Co Berwyn PA 01/2017 Present
Metropolitan Life Ins Tampa FL 01/2017 10/2019
Richard T Miller Wilmington DE 12/2019 Present
Cetera Wealth Services, Llc Wilmington DE 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2000 → 09/2025
    Avantax Investment Services, Inc.
    Wilmington, DE
  • 07/2003 → 09/2025
    Avantax Advisory Services
    Wilmington, DE
  • 07/2008 → Present
    Van Buren Financial Group Llc
    Wilmington, DE
  • 04/2010 → 09/2025
    Hd Vest Insurance Services
    Irving, TX
  • 01/2017 → Present
    Kistler Tiffany Benefits Co
    Berwyn, PA
  • 01/2017 → 10/2019
    Metropolitan Life Ins
    Tampa, FL
  • 12/2019 → Present
    Richard T Miller
    Wilmington, DE
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Wilmington, DE
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-07-26 → 2025-09-05
    Avantax Advisory Services
    Wilmington, DE
Other Businesses

1) Richard T Miller~'NIR'~615 W 18th Street~Wilmington~DE~19802~Independent Insurance Agent~Owner/Sole Proprietor~3/1/2000~3hrs~0hrs~health insurance sales 2) Van Buren Partners LLC~'NIR'~615 W 18th Street~Wilmington~DE~19802~Rental Property Owner/Management~Partner/General Partner~7/26/2012~2hrs~0hrs~Review monthly accounting - owner occupied building.V 3) Van Buren Financial Group LLC~'NIR'~615 W 18th Street~Wilmington~DE~19802~Tax Preparation/Accounting~Director/Officer~7/1/2008~160hrs~140hrs~member of LLC; provide consulting, accounting, and tax services to clients 4) Kistler Tiffany Benefits Co~'NIR'~400 Berwyn Park, Suite 200, 899 Cassatt Road~Berwyn~PA~19312~Insurance Agent~Insurance Sales Agent~1/1/2017~2hrs~2hrs~Health Insurance sales 5) Richard T Miller~'NIR'~804 W 20th Street~Wilmington~DE~19802~Rental Property~Owner~12/18/2019~1hrs~1hrs~Collect monthly rent, pay related bills & arrange for any contractors for repairs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-29
S63 Uniform Securities Agent State Law Examination 2000-02-14
  • S65 Uniform Investment Adviser Law Examination
    2002-08-29
  • S63 Uniform Securities Agent State Law Examination
    2000-02-14
Designations

View on SEC IAPD

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