Richard Eric Jones

Current Employers

Employment History

• 06/2004 → Present
  Hbw Insurance & Financial Services
  Chico, CA
• 02/2006 → 06/2017
  Hbw Securities Llc
  Simi Valley, CA
• 09/2010 → Present
  Hbw Advisory Services Llc
  Simi Valley, CA
• 06/2017 → 12/2020
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2017-06-26 → 2020-12-31
  Cetera Wealth Services, Llc
  Chico, CA
  Roseville, CA

Other Businesses

1.NAME OF OTHER BUSINESS: HBW ADVISORY SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HBW ADVISORY SERVICES LLC PRIMARILY SERVICES THE FINANCIAL PLANNING AND INVESTMENT MANAGEMENT NEEDS OF INDIVIDUALS AND SMALL BUSINESSES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 06/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: HBW PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2004 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL AND INSURANCE SERVICES 4. NAME OF OTHER BUSINESS: RICHARD JONES INVESTMENT RELATED: NO ADDRESS: CHICO, CA NATURE OF BUSINESS: RENTAL PROPERTIES START DATE: 2001 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 5. NAME OF OTHER BUSINESS: HARVEY & JANIS REVOC LIVING TRUST INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 2002 POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 6. NAME OF OTHER BUSINESS: HERITAGE TRUST COMPANY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIVING TRUSTS START DATE: 2011 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: AGENT 7. NAME OF OTHER BUSINESS: GATOR WRESTLING CLUB INVESTMENT RELATED: NO ADDRESS: 464 LILAC LANE CHICO, CA NATURE OF BUSINESS: ATHLETIC START DATE: 11/2015 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER - TREASURER 8. NAME OF OTHER BUSINESS: WWW.ORGANICGRAINS.COM INVESTMENT RELATED: NO ADDRESS: CHICO, CA NATURE OF BUSINESS: ATHLETHIC START DATE: 06/2017 POSITION/TITLE/RELATIONSHIP: RUNNING ENDORSEMENT APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: ENDORSEMENT FOR RUNNING 9. NAME OF OTHER BUSINESS: JONES FINANCIAL NETWORK INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: PRESIDENT / CEO; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVICE AND GUIDANCE; 10. NAME OF OTHER BUSINESS: JONES FINANCIAL NETWORK INC. DBA HBW FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVICE AND GUIDANCE; 11. NAME OF OTHER BUSINESS: ENCORESTATE PLANNING INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIVING TRUSTS START DATE: 8/2024 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING H

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-27
• S63 Uniform Securities Agent State Law Examination
  2003-11-20