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Brian Paul Russo

LPl Financial LLC

Newtown Square, PA

Windham, NH

Newtown Square, PA

Windham, NH

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-11-15
NH RA APPROVED 2023-10-18
  • PA RA
    APPROVED
    Since 2023-11-15
  • NH RA
    APPROVED
    Since 2023-10-18

Branch Locations

3831 West Chester Pike Ste 202, Newtown Square, PA 19073 • United States

47 Enterprise Drive, Windham, NH 03087 • United States

3831 West Chester Pike Ste 202, Newtown Square, PA 19073 • United States

47 Enterprise Drive, Windham, NH 03087 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Boston MA 03/2008 10/2023
Lpl Financial Llc Windham NH 10/2023 Present
  • 03/2008 → 10/2023
    Rbc Capital Markets Corporation
    Boston, MA
  • 10/2023 → Present
    Lpl Financial Llc
    Windham, NH
Previous Registrations
Other Businesses

1) 09/18/2023 - Steeplechase Capital Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-04
  • S66 Uniform Combined State Law Examination
    2004-03-04
Other Names
  • Brian Russo

View on SEC IAPD

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Other Offices

UP FINTECH ASSET MANAGEMENT · NEWTOWN SQUARE, PA
NEWSQUARE CAPITAL, LLC · NEWTOWN SQUARE, PA
LYNCH INVESTMENT PLANNING, LLC · NEWTOWN SQUARE, PA
MML INVESTORS SERVICES, LLC · NEWTOWN SQUARE, PA
MML INVESTORS SERVICES, LLC · Newtown Square, PA
PRIVATE ADVISOR GROUP, LLC · Newtown Square, PA
CETERA INVESTMENT ADVISERS LLC · NEWTOWN SQUARE, PA
GWN SECURITIES INC. · NEWTOWN SQUARE, PA

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