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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-10-20 |
Branch Locations
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services | West Des Moines | IA | 05/2010 | Present |
| Investment Advisors Corp | West Des Moines | IA | 05/2010 | Present |
| Cambridge Investment Research, Inc. | Lenexa | KS | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1.SHUTTERSAVVY, 7826 ALDEN RD, LENEXA, KS, 04/2012 AS OWNER OF ONLINE RETAIL STORE. NIR - 10/WK - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.FORESIGHT FINANCIAL MANAGEMENT, LLC, 7826 Alden Rd, Lenexa KS 66216, 05/15/2010, IAR, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-05 |
| S66 | Uniform Combined State Law Examination | 2004-03-10 |
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