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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-07-08 |
| AL | RA | APPROVED | 2010-02-08 |
Branch Locations
4801 W Main St, Dothan, AL 36305 • United States
Dothan, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dothan | AL | 11/2009 | Present |
| Bank Of America, N.A. | Dothan | AL | 12/2009 | Present |
I*92128FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LIVE @ THE OPERA, INC.INVESTMENT RELATED: NADDRESS OF BUSINESS: 100 ADRIS PL., DOTHAN, ALABAMA 36303NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 3/31/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FUNCTION AS A NON-PROFIT CONCERT PROMOTER I*3316275, Entity Type: Entity Charitable, Name of OBA: Houston County District Attorney Foundation, Address: Dothan, Alabama, 36302, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 01/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: review funding requests and vote to authorize or decline as part of BOD, help fund salaries required to hire qualified attorneys for DA office vs. private practice...
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-19 |
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