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Todd Martin Wathey

Hamrick Investment Counsel, LLC

Seattle, WA

CRD 4717347

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Employer firm

Hamrick Investment Counsel, LLC CRD 116314

$299M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • INVESTMENT CONSULTATIONS

From the firm’s Form ADV. Read the guides:

Current Employers
Hamrick Investment Counsel, Llc

2033 Sixth Avenue, Suite 820, Seattle, WA 98121-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-10-21
  • WA RA
    APPROVED
    Since 2011-10-21

Branch Locations

2033 Sixth Avenue, Suite 820, Seattle, WA 98121-2567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hamrick Investment Counsel, Llc Seattle WA 10/2011 Present
Previous Registrations
  • 2010-08-31 → 2011-09-20
    Pacific Portfolio Consulting, Llc
    Seattle, WA
  • 2003-12-20 → 2004-12-14
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-30
S66 Uniform Combined State Law Examination 2003-12-18
  • S65 Uniform Investment Adviser Law Examination
    2010-08-30
  • S66 Uniform Combined State Law Examination
    2003-12-18

View on SEC IAPD

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