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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-20 |
Branch Locations
6034 West Courtyard Drive Suite 305, Austin, TX 78730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 11/2019 |
| Raymond James & Associates, Inc. | San Antonio | TX | 11/2019 | Present |
(1)Name of Business: Stephens Address: 823 S Laurel, Luling, TX, 78648, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 11/02/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Named Independent Administrator for the Estate of Richard Warner Stephens, my brother-in-law
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-22 |
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