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Christopher Daniel Powers

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Cincinnati, OH

Wells Fargo Clearing Services, LLC

Cincinnati, OH

Walton, KY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-05-07
  • OH RA
    APPROVED
    Since 2026-05-07

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

8044 Montgomery Rd, Cincinnati, OH 45236 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-05-19
  • OH RA
    APPROVED
    Since 2014-05-19

Branch Locations

8044 Montgomery Rd 5Th Fl [Support Center], Cincinnati, OH 45236 • United States

Walton, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cincinnati OH 02/2014 11/2016
Wells Fargo Clearing Services, Llc Cincinnati OH 11/2016 Present
Wells Fargo Advisors Financial Network Cincinnati OH 05/2026 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors Llc
    Cincinnati, OH
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Cincinnati, OH
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-19
S63 Uniform Securities Agent State Law Examination 2003-11-24
  • S66 Uniform Combined State Law Examination
    2014-05-19
  • S63 Uniform Securities Agent State Law Examination
    2003-11-24
Other Names
  • Christopher D. Powers

View on SEC IAPD

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