Christopher Mattina

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-07-29
TX	RA	APPROVED	2022-04-02
NC	RA	APPROVED	2020-10-09
NJ	RA	APPROVED	2015-02-13

Branch Locations

3319 Pineville - Matthews Rd, Charlotte, NC 28226 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Securities Llc	Florham Park	NJ	12/2014	10/2017
Jp Morgan Chase Bank	Florham Park	NJ	12/2014	10/2017
Jp Morgan Securities Llc	Summit	NJ	11/2017	09/2020
Jp Morgan Chase Bank	Charlotte	NC	09/2020	Present
Jp Morgan Securities Llc	Charlotte	NC	09/2020	Present
Jp Morgan Chase Bank	Summit	NJ	11/2017	09/2020

2013-04-17 → 2014-12-10

Wells Fargo Clearing Services, Llc

Flemington, NJ

Summit, NJ
2012-10-01 → 2013-04-05

J.P. Morgan Securities Llc

New York, NY
2009-12-08 → 2012-10-01

Chase Investment Services Corp.

New York City, NY
2009-06-22 → 2009-10-16

Pnc Wealth Management Llc

Bridgewater, NJ
2009-05-19 → 2009-06-03

Equitable Advisors, Llc

Edison, NJ
2008-10-06 → 2009-03-26

Banc Of America Investment Services, Inc.

Parsippany, NJ
2007-06-13 → 2008-10-20

Citigroup Global Markets Inc.

Morristown, NJ
2006-02-15 → 2007-05-04

Td Ameritrade, Inc.

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-04-04
S66	Uniform Combined State Law Examination	2004-01-14

Other Firms