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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-07-12
  • OH RA
    APPROVED
    Since 2012-07-12

Branch Locations

7887 Washington Village Dr Suite 200, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Beaercreek OH 10/2011 03/2020
Ameriprise Financial Services, Llc Dayton OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 801 Falls Creek DrVandalia, OH 45377, ,; ; 01/01/2002. Business Ownership; Whizbang, LTD; ; Rental Real Estate entity - Owner Occupied Real Estate; 801 Falls Creek DrVandalia, OH 45377, ,; ; 01/01/2002; 0 hours per month; / Falls Creek Advisors, LLC; ; Insurance Referral Commissions; 801 Falls Creek DrVandalia, OH 45377, ,; ; 01/01/2002; 0 hours per month; / Kentner Sellers, LLP; ; Tax Preparation; 801 Falls Creek DrNew Carlisle, OH 45344, ,; ; 09/28/1992; 60 hours per month; . Outside Employment; Kentner Sellers, LLP; Partner -; Tax Preparation; 801 Falls Creek DrVandalia, OH 45377, ,; ; 09/28/1992; 60 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-11
  • S66 Uniform Combined State Law Examination
    2012-07-11

View on SEC IAPD

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