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Mikail Khan Qazi

Ubs Financial Services Inc.

Washington, DC

Arlington, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-12-15
NY RA APPROVED 2022-07-21
DC RA APPROVED 2022-07-19
FL RA APPROVED 2022-07-05
CA RA APPROVED 2022-06-24
TX RA APPROVED 2022-06-24
  • VA RA
    APPROVED
    Since 2022-12-15
  • NY RA
    APPROVED
    Since 2022-07-21
  • DC RA
    APPROVED
    Since 2022-07-19
  • FL RA
    APPROVED
    Since 2022-07-05
  • CA RA
    APPROVED
    Since 2022-06-24
  • TX RA
    APPROVED
    Since 2022-06-24

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2005 06/2022
Bank Of America, Na Washington DC 12/2009 06/2022
Ubs Financial Services Inc Washington DC 06/2022 Present
Previous Registrations
Other Businesses

1. Mikail Qazi, Rental Real Estate, Proprietor / owner, maintain rental property, START DATE-7/15/2023, ArlingtonVAUnited States22209.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-07
S63 Uniform Securities Agent State Law Examination 2003-11-13
  • S65 Uniform Investment Adviser Law Examination
    2005-07-07
  • S63 Uniform Securities Agent State Law Examination
    2003-11-13

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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