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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Putnam Valley NY 09/2003 Present
Ira A.LEvine, Cpa Putnam Valley NY 08/1985 Present
Lpl Enterprise, Llc Shelton CT 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    New York, NY
    White Plains, NY
    Putnam Valley, NY
    New York, NY
    Shelton, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-27
S63 Uniform Securities Agent State Law Examination 2005-02-17
  • S65 Uniform Investment Adviser Law Examination
    2015-02-27
  • S63 Uniform Securities Agent State Law Examination
    2005-02-17
Other Names
  • Ira Levine

View on SEC IAPD

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