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Richard Krooswyk

LPl Financial LLC

Mokena, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-21
IN RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

19065 Hickory Creek Dr Ste 310, Mokena, IL 60448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Mokena IL 09/2003 07/2021
Various Insurance Carriers For W & R Insurance Agencies Highland IN 12/2003 07/2021
Lpl Financial Llc Mokena IL 07/2021 Present
  • 09/2003 → 07/2021
    Waddell & Reed, Inc.
    Mokena, IL
  • 12/2003 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Highland, IN
  • 07/2021 → Present
    Lpl Financial Llc
    Mokena, IL
Previous Registrations
  • 2003-12-10 → 2021-07-21
    Waddell & Reed
    Orland Park, IL
    Mokena, IL
    Savage, MN
    Mokena, IL
Other Businesses

1- 01/2006 / N/A / Non-Variable Insurance / Investment Related / Clifton Park, NY 12065

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-09
S63 Uniform Securities Agent State Law Examination 2003-10-29
  • S65 Uniform Investment Adviser Law Examination
    2003-12-09
  • S63 Uniform Securities Agent State Law Examination
    2003-10-29

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

JEFFREY STEPHEN CASTO
KATHLEEN CIMONETTI
RINO MANCINI
PAUL CHARLES BECHT
KYLE VAN HECKE
GENE PATRICK BECKER
Brian Michael Williams
William Robert Flowers

Other Offices

RETIREMENT PLAN ADVISORS, LLC · MOKENA, IL
LPL FINANCIAL LLC · MOKENA, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MOKENA, IL
EDWARD JONES · MOKENA, IL
LPL FINANCIAL LLC · MOKENA, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Mokena, IL
GRADIENT ADVISORS, LLC · MOKENA, IL
LPL FINANCIAL LLC · MOKENA, IL

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