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Peter Michael Weinbaum

Ameriprise Financial Services, LLC

Duluth, GA

Dunwoody, GA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-11-15
TX RA APPROVED 2017-11-14
  • GA RA
    APPROVED
    Since 2017-11-15
  • TX RA
    APPROVED
    Since 2017-11-14

Branch Locations

2180 Satellite Blvd Ste 100, Duluth, GA 30097 • United States

Dunwoody, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Atlanta GA 01/2015 03/2017
Mml Investors Services, Llc Atlanta GA 03/2017 11/2017
Ameriprise Financial Advisors Inc. Duluth GA 11/2017 03/2020
Ameriprise Financial Services, Llc Duluth GA 03/2020 Present
Previous Registrations
  • 2017-03-25 → 2017-11-09
    Mml Investors Services, Llc
    Peachtree Corners, GA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Atlanta, GA
  • 2009-09-17 → 2015-01-02
    New England Securities
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2004-03-22 → 2009-08-28
    Equitable Advisors, Llc
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-05
  • S66 Uniform Combined State Law Examination
    2003-12-05
Designations

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
PFS INVESTMENTS INC. · DULUTH, GA
LIFEWATER WEALTH MANAGEMENT · DULUTH, GA
VALIC FINANCIAL ADVISORS, INC. · DULUTH, GA
WELLS FARGO CLEARING SERVICES, LLC · DULUTH, GA

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