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Joan Veronica Gray

Pnc Wealth Management LLC

Cincinnati, OH

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2012-06-22
OH RA APPROVED 2008-02-05
  • KY RA
    APPROVED
    Since 2012-06-22
  • OH RA
    APPROVED
    Since 2008-02-05

Branch Locations

7500 Beechmont Avenue, Cincinnati, OH 45255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cincinnati OH 01/2004 02/2017
Pnc Investments, Llc Cincinnati OH 02/2017 Present
  • 01/2004 → 02/2017
    Pnc Investments
    Cincinnati, OH
  • 02/2017 → Present
    Pnc Investments, Llc
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-20
S63 Uniform Securities Agent State Law Examination 2004-09-15
  • S65 Uniform Investment Adviser Law Examination
    2012-06-20
  • S63 Uniform Securities Agent State Law Examination
    2004-09-15

View on SEC IAPD

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MICHAEL WILLIAM POPIL
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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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