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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 09/2003 | 04/2017 |
| Raymond James & Associates | Omaha | NE | 04/2017 | 03/2018 |
| Td Ameritrade | Omaha | NE | 04/2018 | 02/2020 |
| Charles Schwab & Co., Inc. | Omaha | NE | 03/2020 | 03/2021 |
| Charles Schwab Bank Ssb | Omaha | NE | 03/2020 | 03/2021 |
| Extended Travel | St Cloud | MN | 02/2020 | 03/2020 |
| Extended Travel | Omaha | NE | 03/2021 | 04/2021 |
| Extended Travel | Omaha | NE | 10/2022 | 11/2022 |
| Centerpoint Financial Group | Omaha | NE | 04/2021 | 10/2022 |
| Td Ameritrade | Omaha | NE | 11/2022 | 06/2024 |
| Charles Schwab & Co., Inc | Omaha | NE | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-19 |
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