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196 Cohasset Road Suite 100, Chico, CA 95926 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-13 |
| CA | RA | APPROVED | 2016-03-31 |
Branch Locations
196 Cohasset Road Suite 100, Chico, CA 95926 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 12/2018 |
| Sweeney & Michel, Llc | Chico | CA | 03/2016 | Present |
| Sweeney And Michel, Llc | Chico | CA | 12/2017 | Present |
1. NAME OF OTHER BUSINESS: NORTH VALLEY CALIFORNIA WOMEN FOR AG INVESTMENT RELATED: NO ADDRESS: P.O. BOX 249, DURHAM, CA 95938 NATURE OF BUSINESS: NON-PROFIT START DATE: 1/2016 POSITION/TITLE/RELATIONSHIP: President APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: BUDGET COMMITTEE FOR NON-PROFIT 2. NAME OF OTHER BUSINESS: Salvation Army INVESTMENT RELATED: NO ADDRESS: 700 Broadway, Chico, CA 95928 NATURE OF BUSINESS: Volunteer organization that focuses on adult rehabilitation and breaking the cycle of homelessness. START DATE: 1/2016 POSITION/TITLE/RELATIONSHIP: Community Advisory Board Member APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Helping market and spread the word and mission of the Salvation Army.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-13 |
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