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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-06-16 |
Branch Locations
400 N. Roxbury Dr. 2Nd Floor, Beverly Hills, CA 90210 • United States
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
16133 Ventura Blvd., Encino, CA 94136 • United States
Los Angeles, CA • United States
2655 Townsgate Road 1St Floor, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Beverly Hills | CA | 08/2004 | Present |
| City National Securities, Inc. | Beverly Hills | CA | 08/2004 | Present |
Name:Comorre Nose Corp Investment-related:No Address:1700 Westholme Ave #102, Los Angeles, CA 90024 Nature:Comorre Nose Corp sells wine. Position, title, or relationship:Owner Start date:07/02/13 # of hours/month:5 # of hours during securities trading hours:40 Duties:A Proprietor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-26 |
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