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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-26
PA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2018-10-26
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

West Chester, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Securities Newtown Square PA 10/2003 Present
Metlife Securities Inc. Newtown PA 01/2015 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 10/2003 → Present
    New England Securities
    Newtown Square, PA
  • 01/2015 → Present
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2008-02-08 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

(1)NAME: BENJAMIN SKUPP INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, GROUP LIFE, GROUP HEALTH, DISABILITY, LONG TERM CARE INSURANCE POSITION: AGENT START: 12/01/2012 NO HRS: 1 NO HRS DUR TRADING: 1. (2)NAME: BEN SKUPP INV REL: Y ADDR: AT RESIDENTIAL ADDR NATURE: RENTAL PROPERTY POSITION: LANDLORD START: 10/01/2002 NO HRS: 1 NO HRS DUR TRADING: 1. (3)MINDSHIFT FINANCIAL COACHING INV REL: Y ADDR: AMBLER PA 19002 NATURE: FINANCIAL COACHING POSITION: OWNERSHIP START: 07/2018 NO HRS: 5 NO HRS DUR TRADING: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-28
S63 Uniform Securities Agent State Law Examination 2004-01-09
  • S66 Uniform Combined State Law Examination
    2008-01-28
  • S63 Uniform Securities Agent State Law Examination
    2004-01-09
Other Names
  • Ben Skupp

View on SEC IAPD

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