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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-06
MS RA APPROVED 2017-07-05
  • TX RA
    APPROVED_RES
    Since 2023-04-06
  • MS RA
    APPROVED
    Since 2017-07-05

Branch Locations

6424 Hwy 98 Suite 30, Hattiesburg, MS 39402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 03/2009 Present
Tac Alpha Medical Hattiesburg MS 09/2008 Present
Black Financial Services, Llc Hattiesburg MS 01/2009 Present
Black And Company Llc Hattiesburg MS 01/2006 Present
Cetera Investment Advisers, Llc Schaumburg IL 07/2017 Present
  • 03/2009 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2008 → Present
    Tac Alpha Medical
    Hattiesburg, MS
  • 01/2009 → Present
    Black Financial Services, Llc
    Hattiesburg, MS
  • 01/2006 → Present
    Black And Company Llc
    Hattiesburg, MS
  • 07/2017 → Present
    Schaumburg, IL
Other Businesses

1)TRUCKING-HOT SHOT DELIVERING LOADS OF DIFFERNT MATERIALS TO COMPANIES ACROSS THE US: 2)SELL HEALTH INS, SELL MEDICARE ADVANTAGE PLANS AND PART D PRESCRIPTION PLANS; UNITED HEALTHCARE, JOHN ALDEN HEALTH, HUMANA: 3) DORIAN BLACK; NOT INV REL; HATTIESBURG, MS: SELL POWER MOBILITY PRODUCTS TO DISABLED; SALES REP SINCE 09/08; 10 HRS/WK; SELF EMP/CONTRACTED TO MARKET POWER MOBILITY PRODUCTS: 4) BLACK FINANCIAL SERVICES, LLC; DBA FOR FINANCIAL SERVICES PRACTICE; INV RELATED; HATTIESBURG, MS; OWNER; SINCE 01/01/2009; 20HRS/WK: 5) BLACK AND COMPANY LLC, DBA NAME FOR INVESTMENT PRACTICE - NOT INV RELATED; HATTIESBURG, MS; INSURANCE SALES; OWNER; SINCE 11/01/2006; 200 HRS/MONTH, 120 HRS/MONTH DURING SECURITIES TRADING HOURS: 6) NAME OF OTHER BUSINESS: MARRIAGE MATTERS WITH PB & J LLC; INVESTMENT RELATED: NO; ADDRESS: 6424 HWY 98 SUITE 30 HATTIESBURG, MS 39402; NATURE OF BUSINESS: MARRIAGE PODCAST; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DOING PODCAST ON TOPICS CONCERNING MARRIAGE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2003-11-24
  • S65 Uniform Investment Adviser Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2003-11-24

View on SEC IAPD

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