Channon Christopher Cain

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 08/2018
  Jackson National Life Distributors Llc
  Franklin, TN
• 12/2018 → 06/2020
  First Trust Portfolios L.P.
  Wheaton, IL
• 06/2020 → Present
  Raymond James Financial Services
  Austin, TX
• 06/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Austin, TX
• 06/2020 → Present
  Prosperity Bank
  Lakeway, TX
• 06/2018 → 06/2020
  Agility Ventures Llc A
  Spicewood, TX
• 03/2025 → 06/2025
  Dw Global Sourcing Limited
  Spicewood, TX

Previous Registrations

• 2019-02-11 → 2020-08-25
  First Trust Advisors Lp
  Spicewood, TX
  Wheaton, IL
• 2003-11-24 → 2005-04-08
  Ameriprise Financial Services, Llc
  Denver, CO

Other Businesses

(1)Name of Business: Agility Ventures LLC Address: 5317 Green Thread Trail, Spicewood, TX, 78669, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/30/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Utilizing this LLC structure for investment holdings. (2)Name of Business: ProsperityPrivate Investments Address: 1415 RR 620 S, Austin, TX, 78734, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 06/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (3)Name of Business: Purpose Wealth Management LLC Address: 5317 Green Thread Trail, Spicewood, TX, 78669, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 12/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None - inactive

Exams

• S66 Uniform Combined State Law Examination
  2003-11-22

Designations

• Certified Financial Planner

Other Names

• Channon Christopher Cain
• Channon Cain