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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-26 |
| WA | RA | APPROVED | 2005-05-27 |
Branch Locations
7901 Skansie Ave., Suite 210, Gig Harbor, WA 98335 • United States
8903 Key Peninsula Hwy N Suite 10, Lakebay, WA 98349 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Belfair | WA | 09/2003 | Present |
1. 05/29/2013 - Rosenbach Financial LLC - INV REL - Business Entity For Tax/Investment Purposes Only - NO TIME SPENT - I have structured my business as an LLC within the state of Washington for tax reporting purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-13 |
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