Todd Lynn Schock-Rosenbach

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2003 → Present
  Linsco/Private Ledger Corp.
  Belfair, WA

Other Businesses

1. 05/29/2013 - Rosenbach Financial LLC - INV REL - Business Entity For Tax/Investment Purposes Only - NO TIME SPENT - I have structured my business as an LLC within the state of Washington for tax reporting purposes.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-26
• S63 Uniform Securities Agent State Law Examination
  2003-10-13

Other Names

• Todd Schock-Rosenbach