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1141 East Main Street Suite 215, East Dundee, IL 60118-2440 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-07 |
Branch Locations
1141 East Main Street Suite 215, East Dundee, IL 60118-2440 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsic | Edmonds | WA | 01/2010 | 09/2020 |
| National Securities Corporation | East Dundee | IL | 09/2020 | 12/2021 |
| National Asset Management | East Dundee | IL | 09/2020 | 12/2021 |
| Assured Advisory Group, Llc | East Dundee | IL | 08/2021 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2021 | 12/2023 |
| Assured Concepts Group, Ltd. | East Dundee | IL | 06/1997 | Present |
(1) 1. Assured Concepts Group 2. Investment Related 3. 1141 East Main St, East Dundee, IL 60118 4. Advisory 5."Partner" in Name only 6. 6/2006 7. 1-2 hrs 8. 1-2 hrs during securities hrs 9. Client Service (2) 1. Fixed Insurance 2. Not Investment Related 3.1441 Spring Leaf, West Dundee IL 4. Fixed / Traditional Insurance 5. Agent 6. 10/2003 7. 1-2 hrs/month 8. none 9. Sales of Fixed / Traditional insurance products that meet clients needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-11 |
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