Mark Anthony Rowe

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Jonesboro, AR
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Jonesboro, AR

Previous Registrations

• 2006-09-26 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Jonesboro, AR
  St. Louis, MO
• 2003-11-13 → 2006-09-22
  Osaic Fa, Inc.
  Jonesboro, AR
  Jonesboro, AR

Other Businesses

NAME: CLARK LAND CO LLC WOULD BE CONSIDERED PRIVATE SECURITIES RELATED, WE ISSUED SHARES IN THE LLC ACCORDING TO OWNERSHIP PERCENTAGE. I OWN APPROXIMATELY 9%. ADDRESS:627 GREENE 602 RD, BEECH GROVE, AR 72412. NATURE OF THE OTHER BUSINESS: IT IS USED AS A HUNTING CLUB BUT OUR BUSINESS USE COULD BE CONSIDERED RAISING TREES, THOUGH WE HAVE NEVER SOLD ANY TIMBER AND HAVE NO INTENTIONS TO DO SO AT THE PRESENT. RELATIONSHIP WITH THE OTHER BUSINESS: SEC/TREASURER. THE START DATE OF YOUR RELATIONSHIP: APPX. 1997. APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO OTHER BUSINESS: NONE, ABOUT ONE HOUR/YEAR. NUMBER OF HOURS DURING SECURITIES TRADING HOURS: NONE. DUTIES: I KEEP THE MINUTES AT OUR REQUIRED ANNUAL MEETING.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-07

Designations

• Certified Financial Planner