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Employer firm

Kestra Private Wealth Services, LLC CRD 155193

$13.5B regulatory AUM 109 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-08-29
TX RA APPROVED 2025-08-29
  • PA RA
    APPROVED
    Since 2025-08-29
  • TX RA
    APPROVED
    Since 2025-08-29

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

1605 Carmody Court Suite 400, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Canonsburg PA 03/2003 01/2021
Ayco/Goldman Sachs & Co. Llc Canonsburg PA 01/2021 08/2025
Kestra Investment Services, Llc Sewickley PA 08/2025 Present
Kestra Private Wealth Services, Llc Sewickley PA 08/2025 Present
  • 03/2003 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Canonsburg, PA
  • 01/2021 → 08/2025
    Ayco/Goldman Sachs & Co. Llc
    Canonsburg, PA
  • 08/2025 → Present
    Kestra Investment Services, Llc
    Sewickley, PA
  • 08/2025 → Present
    Sewickley, PA
Previous Registrations
Other Businesses

Business Name: KINDRED WEALTH PARTNERS POSITION: Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/29/2025 ADDRESS: 1603 CARMODY COURT, SUITE 302, SEWICKLEY PA 15143, United States DESCRIPTION: Perform client-facing activities and drive overall agenda and roadmap for clients and their financial needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-21
  • S66 Uniform Combined State Law Examination
    2004-05-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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