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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-02-14 |
| ND | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Federal Bank | Fergus Falls | MN | 08/2010 | Present |
| Invest Financial Corporation | Tampa | FL | 10/2010 | 02/2018 |
| Lpl Financial Llc | Fergus Falls | MN | 02/2018 | Present |
1. 02/14/2018 - American Federal Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 3/25/2011 - Time Spent 15%. 2. 05/06/2019 - American Federal Bank - Investment related - At reported business location(s) - Financial Institution Duty - start date:06/20/2018 - 130 hrs/mo - 130 hrs during trading. 3. 09/23/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:01/22/2017 - 1 hr/mo - 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-05 |
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