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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2014-01-21
  • AL RA
    APPROVED
    Since 2014-01-21

Branch Locations

930 Wilmer Avenue, Anniston, AL 36202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Anniston AL 02/2013 Present
Cetera Investment Services Llc St. Cloud MN 02/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
  • 02/2013 → Present
    Regions Bank
    Anniston, AL
  • 02/2013 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-10-15 → 2013-02-21
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-08-11 → 2010-10-15
    St Johns Wealth Management
    Oxford, AL
  • 2009-08-18 → 2010-02-17
    Bbva Compass Investment Solutions, Inc
    Birmingham, AL
    Gadsden, AL
Other Businesses

COUNCILMAN FOR HOKES BLUFF CITY COUNCIL-REVIEW CITY GOALS, MAJOR PROJECTS, INFRASTRUCTURE IMPROVEMENTS, FINANCES AND STRATEGIC PLANNING. NO SECURITIES RELATED ACTIVITIES, NO SECURITIES CLIENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-02-21
  • S63 Uniform Securities Agent State Law Examination
    2004-02-21
Other Names
  • Chuck Robinson
  • Charles Robinson
  • Charles Clinton Robinson
  • Charles C Robinson

View on SEC IAPD

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