Daniel Santos Santibanez

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Sun City, AZ
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Sun City, AZ

Previous Registrations

• 2012-10-01 → 2014-06-10
  J.P. Morgan Securities Llc
  Avondale, AZ
  Phoenix, AZ
  Avondale, AZ
  Avondale, AZ
• 2009-07-09 → 2012-10-01
  Chase Investment Services Corp.
  Glendale, AZ
  Phoenix, AZ
  Glendale, AZ
  Phoenix, AZ
  Glendale, AZ
  Avondale, AZ
  Avondale, AZ
  Phoenix, AZ
  Avondale, AZ
  Avondale, AZ
  Glendale, AZ
• 2009-07-10 → 2009-07-13
  Waddell & Reed
  Austin, TX
• 2005-12-07 → 2007-05-03
  Chase Investment Services Corp.
  Phoenix, AZ
  Phoenix, AZ
• 2004-01-30 → 2005-07-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ

Other Businesses

POWER OF ATTORNEY FOR JOE HERRERA; NOT INV RELATED; LOS ANGELES, CA; POA; START DATE 01/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; NO DUTIES

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-07-22
• S66 Uniform Combined State Law Examination
  2004-01-22

Other Names

• Daniel Santos Santibanez
• Daniel Santos Santibanel
• Daniel Santos Santibanez
• Daniel S Santibanez