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Daniel Santos Santibanez

Wells Fargo Clearing Services, LLC

Phoenix, AZ

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-06-11
TX RA APPROVED 2014-05-30
  • AZ RA
    APPROVED
    Since 2014-06-11
  • TX RA
    APPROVED
    Since 2014-05-30

Branch Locations

2123 W Happy Valley Rd, Phoenix, AZ 85085 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sun City AZ 05/2014 11/2016
Wells Fargo Clearing Services, Llc Sun City AZ 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2014-06-10
    J.P. Morgan Securities Llc
    Avondale, AZ
    Phoenix, AZ
    Avondale, AZ
    Avondale, AZ
  • 2009-07-09 → 2012-10-01
    Chase Investment Services Corp.
    Glendale, AZ
    Phoenix, AZ
    Glendale, AZ
    Phoenix, AZ
    Glendale, AZ
    Avondale, AZ
    Avondale, AZ
    Phoenix, AZ
    Avondale, AZ
    Avondale, AZ
    Glendale, AZ
  • 2009-07-10 → 2009-07-13
    Waddell & Reed
    Austin, TX
  • 2005-12-07 → 2007-05-03
    Chase Investment Services Corp.
    Phoenix, AZ
    Phoenix, AZ
  • 2004-01-30 → 2005-07-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Scottsdale, AZ
Other Businesses

POWER OF ATTORNEY FOR JOE HERRERA; NOT INV RELATED; LOS ANGELES, CA; POA; START DATE 01/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; NO DUTIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-22
S66 Uniform Combined State Law Examination 2004-01-22
  • S63 Uniform Securities Agent State Law Examination
    2014-07-22
  • S66 Uniform Combined State Law Examination
    2004-01-22
Other Names
  • Daniel Santos Santibanez
  • Daniel Santos Santibanel
  • Daniel Santos Santibanez
  • Daniel S Santibanez

View on SEC IAPD

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EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
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