Jonathan Franz Smith

Current Employers

Employment History

• 01/2016 → Present
  Lpl Financial, Llc
  Baton Rouge, LA
• 01/2016 → 07/2022
  Stratos Wealth Partners, Ltd
  Baton Rouge, LA
• 07/2022 → Present
  Hibernia Wealth Management
  Baton Rouge, LA

Previous Registrations

• 2016-01-26 → 2022-08-04
  Stratos Wealth Partners, Ltd
  Baton Rouge, LA
  Fallbrook, CA
• 2015-01-28 → 2016-01-27
  Capital One Advisors, Llc
  Seattle, WA
• 2011-07-14 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
  Gonzales, LA

Other Businesses

1. 06/16/2016: JFS Investments L.L.C. - Business Entity For Tax/Investment Purposes Only - INV REL - Start 03/22/2016 - 6700 Jefferson Hwy. Bldg. 4 Suite B. Baton Rouge, LA 70806 - LPL Financial - 5 Hr/Mo; 0 During Secs Trdg Hrs - Business Entity For Tax/Investment Purposes Only. 2. 6/17/2020 - JHS Real Estate Investments - Investment Related - Baton Rouge, LA 70806 & 70809, and Hwy. 44 Lot - Real Estate Rental - 5 Hours Per Month/0 Hours During Securities Trading - Plan to create an LLC, JHS Real Estate Investments, and purchase two residential condominiums to rent. 3. 06/22/2022 - JFS Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2022 - 160 Hours Per Month/6 Hours During Securities Trading. 4. 09/28/2022 - Hibernia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/01/2022 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Hibernia Wealth Management, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/24/2023 - Hibernia Wealth Partners - DBA: JFS Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA -IAR - Start Date - 01/03/2023 - 150 Hours Per Month/6 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2011-07-01
• S63 Uniform Securities Agent State Law Examination
  2005-01-31