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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED_RES | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Alpharetta | GA | 07/2009 | 03/2018 |
| E*Trade Securities Llc | Alpharetta | GA | 07/2009 | 03/2018 |
| E*Trade Securities Llc | Alpharetta | GA | 03/2018 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2020 | Present |
| E*Trade Securities Llc | Alpharetta | GA | 06/2020 | Present |
| Morgan Stanley | Alpharetta | GA | 11/2022 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
*553829 - Intele Travel; Investment related: No; Delray, Florida; Travel Agency; Travel Agent (proprietor, partner, officer, director, employee, trustee, agent); 05/2023; During business hours: 0; After business hours: 10; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-04 |
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