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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-12 |
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
1. Alabama Symphony Orchestra Endowment Board; 3621 Sixth Avenue South Birmingham AL 35222; Supports the Alabama Symphony Orchestra; Board Member; Advisory; affiliation started 07/25/2017; 1.0 hour per month; not during securities trading hours; not investment-related. 2. Canterbury United Methodist Church- Day Care; 350 Overbrook Road Mountain Brook AL 35213; Religious-Day Care; Board Member; Advisory; affiliation started 06/01/2017; 1.0 hours per month; not during securities trading hours; not investment-related. 3. Phi Gamma Delta; 976 University Ln, Tuscaloosa, AL 35401; Board member; 06/01/2015; 4.00 Hour(s) Per Month - may be during securities trading hours; Not Investment-Related. 4. Alabama Symphony Endowment; 101 Camellia Drive, Birmingham, AL 35213; Endowment board manages Endowment Fund; Chairman of the Board; 10/01/2021; 5 Hours per Week; During Securities Trading Hours; Not Investment-Related. 5. Alabama Symphony Orchestra Board; 101 Camellia Drive, Birmingham, AL 35213; Support and guide the Alabama Symphony Orchestra; Board Member; Participate at Board Meetings; 01/03/2022; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 6. Canterbury United Methodist Church; 101 Camellia Drive, Birmingham, AL 35213; Church; Board Member; Attend meetings; 01/20/2022; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-01 |
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