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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| CT | RA | APPROVED | 2019-11-25 |
| CA | RA | APPROVED | 2019-10-01 |
Branch Locations
850 Farmington Ave, Farmington, CT 06032 • United States
Aptos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mf Farming Company | Capitola | CA | 10/2015 | Present |
| Hermitage Brewing Company | San Jose | CA | 10/2015 | Present |
| Ameriprise Financial Services, Inc. | Palo Alto | CA | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Palo Alto | CA | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 2075 Dolphin Dr., , Aptos, CA, 95003; Investment-Related; 02/01/2019 / Multi-Family; 2077 Dolphin Dr., , Aptos, CA, 95003; Investment-Related; 02/01/2019. Business Ownership; MF Farming Company; Oversee portfolio of real estate investment(s) & direct investments in other businesses such as restaurants & breweries. This is a CA S Corporation that is family owned & operated. Investment activity is minimal as the portfolio is focused on managing cash flow from vested assets.; This company manages a portfolio of commercial real estate assets including office buildings & multifamily buildings. It is a CA S Corporation that is family owned & operated.; 181 Via Novella, , Aptos, CA, 95003; Investment-Related; 09/01/2015; 20 to 39 hours per month; 1 to 9 during trading hours / West End Tap & Kitchen Inc; None.; Company operates two gastropub restaurants; West End Tap & Kitchen in Santa Cruz, CA and East End Gastropub in Capitola, CA; 334 Ingalls St. Ste. D, , Santa Cruz, CA, 95060; Not Investment-Related; 08/01/2013; 0 hours per month; 0 during trading hours. Board of Directors; Hermitage Brewing Company; Director; 1627 S 7th St., , San Jose, CA, 95112; Investment-Related; 09/01/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hermitage Brewing Company; Director - Oversee management team & provide general business direction of company; Hermitage Brewing Company is a CA S Corp that is family owned/operated. The company is a craft brewery focusing on contract brewing.; 1627 S. 7th St.San Jose, CA 95112, ,; Not Investment-Related; 09/21/2015; 10 to 19 hours per month; 10 to 19 during trading hours / M&J Land & Equipment Leasing LP; Co-owner; Real Estate; 181 Via Novella, , Aptos, CA, 95003; Not Investment-Related; 02/20/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-21 |
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