Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
CT RA APPROVED 2019-11-25
CA RA APPROVED 2019-10-01
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • CT RA
    APPROVED
    Since 2019-11-25
  • CA RA
    APPROVED
    Since 2019-10-01

Branch Locations

850 Farmington Ave, Farmington, CT 06032 • United States

Aptos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mf Farming Company Capitola CA 10/2015 Present
Hermitage Brewing Company San Jose CA 10/2015 Present
Ameriprise Financial Services, Inc. Palo Alto CA 06/2018 03/2020
Ameriprise Financial Services, Llc Palo Alto CA 03/2020 Present
  • 10/2015 → Present
    Mf Farming Company
    Capitola, CA
  • 10/2015 → Present
    Hermitage Brewing Company
    San Jose, CA
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Palo Alto, CA
  • 03/2020 → Present
    Palo Alto, CA
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 2075 Dolphin Dr., , Aptos, CA, 95003; Investment-Related; 02/01/2019 / Multi-Family; 2077 Dolphin Dr., , Aptos, CA, 95003; Investment-Related; 02/01/2019. Business Ownership; MF Farming Company; Oversee portfolio of real estate investment(s) & direct investments in other businesses such as restaurants & breweries. This is a CA S Corporation that is family owned & operated. Investment activity is minimal as the portfolio is focused on managing cash flow from vested assets.; This company manages a portfolio of commercial real estate assets including office buildings & multifamily buildings. It is a CA S Corporation that is family owned & operated.; 181 Via Novella, , Aptos, CA, 95003; Investment-Related; 09/01/2015; 20 to 39 hours per month; 1 to 9 during trading hours / West End Tap & Kitchen Inc; None.; Company operates two gastropub restaurants; West End Tap & Kitchen in Santa Cruz, CA and East End Gastropub in Capitola, CA; 334 Ingalls St. Ste. D, , Santa Cruz, CA, 95060; Not Investment-Related; 08/01/2013; 0 hours per month; 0 during trading hours. Board of Directors; Hermitage Brewing Company; Director; 1627 S 7th St., , San Jose, CA, 95112; Investment-Related; 09/01/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hermitage Brewing Company; Director - Oversee management team & provide general business direction of company; Hermitage Brewing Company is a CA S Corp that is family owned/operated. The company is a craft brewery focusing on contract brewing.; 1627 S. 7th St.San Jose, CA 95112, ,; Not Investment-Related; 09/21/2015; 10 to 19 hours per month; 10 to 19 during trading hours / M&J Land & Equipment Leasing LP; Co-owner; Real Estate; 181 Via Novella, , Aptos, CA, 95003; Not Investment-Related; 02/20/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-21
  • S66 Uniform Combined State Law Examination
    2003-11-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Farmington, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor