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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-09-18
TX RA APPROVED_RES 2018-07-20
IN RA APPROVED 2003-11-06
  • TN RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED_RES
    Since 2018-07-20
  • IN RA
    APPROVED
    Since 2003-11-06

Branch Locations

401 E Jefferson St Ste 100, Plymouth, IN 46563-1827 • United States

511 E Colfax Ave, South Bend, IN 46617 • United States

810 Meadowlark Ln, Goodlettsville, TN 37072 • United States

Plymouth, IN • United States

1040 W Depoy Dr, Columbia City, IN 46725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mishawaka IN 09/2003 03/2020
Ameriprise Financial Services, Llc Plymouth IN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1040 W Depoy Dr, , Columbia City, IN, 46725; Investment-Related; 07/18/2024 / Single Family; 68400 Lilac Rd, , Lakeville, IN, 46563; Not Investment-Related; 02/20/2022 / Lot/Land; 17372 Lincolnway East, , Plymouth, IN, 46563; Not Investment-Related; 10/30/2014. Business Ownership; Got Game LLC; ; This is a gaming store where young people can come with or without family to experience enjoyment of playing board and card games in a fun and relaxing environment.; 118 W Laporte St Plymouth IN 46563, ,; Not Investment-Related; 09/14/2016; 0 hours per month; 0 during trading hours / Caker Properties LLC; ; LLC formed to purchase real estate to be used for my office.; 321 Pennsylvania AvePlymouth, IN 46563, ,; ; 06/01/2011; 1 to 9 hours per month; / JH Hospitality LLC; Help make business decisions; Hotel; 1234 Market St, , Nappanee, IN, 46550; Not Investment-Related; 03/23/2020; 1 to 9 hours per month; 0 during trading hours / 1234 Market Street LLC; None; This is a shell company to hold the real estate outside of the JH Hospitality LLC.; 1234 Market St, , Nappanee, IN, 46550; Not Investment-Related; 03/23/2020; 0 hours per month; 0 during trading hours / JayCar Holdings Inc; Purchase a building to put our newly formed gaming business.; Purchase a building to put our newly formed gaming business.; 118 W Laporte St, , Plymouth, IN, 46563; Not Investment-Related; 09/14/2016; 0 hours per month; 0 during trading hours / 401 Operations LLC; Manage the business; This LLC is to oversee payments and operational activity of my sole proprietor; 401 E Jefferson St, , Plymouth, IN, 46563; Not Investment-Related; 04/01/2021; 1 to 9 hours per month; 0 during trading hours / 830 Lincolnway LLC; Manage property; real estate rental; 830 Lincolnway East, , Plymouth, IN, 46563; Investment-Related; 10/01/2022; 0 hours per month; 0 during trading hours / Christos Banquet Center; Owner; Banquet Hall catering to weddings; 830 Lincoln Highway East, , Plymouth, IN, 46563; Not Investment-Related; 10/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 401 Operations LLC; Owner - Ensure bills get paid for the Paladin Legacy Advisory Group an Ameriprise franchise; ; 401 East Jefferson St, , Plymouth, IN, 46563; Investment-Related; 04/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-05
  • S66 Uniform Combined State Law Examination
    2003-11-05

View on SEC IAPD

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