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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-08-13
  • MA RA
    APPROVED
    Since 2021-08-13

Branch Locations

30 Braintree Hill Office Park Suite 202, Braintree, MA 02184 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gary R. Oman, P.C. Brockton MA 01/1997 Present
Us Financial Advisors, Llc Braintree MA 12/1999 05/2021
U.S. Insurance Brokers, Llc Braintree MA 11/2000 05/2021
Lpl Financial, Llc Braintree MA 12/2011 Present
Great Valley Advisor Group Braintree MA 05/2021 Present
  • 01/1997 → Present
    Gary R. Oman, P.C.
    Brockton, MA
  • 12/1999 → 05/2021
    Us Financial Advisors, Llc
    Braintree, MA
  • 11/2000 → 05/2021
    U.S. Insurance Brokers, Llc
    Braintree, MA
  • 12/2011 → Present
    Lpl Financial, Llc
    Braintree, MA
  • 05/2021 → Present
    Great Valley Advisor Group
    Braintree, MA
Previous Registrations
  • 2000-06-07 → 2021-06-04
    U.S. Financial Advisors
    Brockton, MA
Other Businesses

1. 07/10/2018: US Wealth Management - DBA: U.S. Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/14/2012 - 30 Hours Per Month/25 Hours During Securities Trading. 2. 07/10/2018 - U.S. Wealth Oman - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/21/2018 - 30 Hours Per Month/20 Hours During Securities Trading. 3. 07/31/2018 - Gary R. Oman, PC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Partner/Owner - Start Date: 06/01/2018 - 10 Hours Per Month/6 Hours During Securities Trading - Tax prep, accounting & typical CPA services. 4. 5/25/2021 - Great Valley Advisor Group Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/03/2021 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/14/2022 - Great Valley Advisor Insurance Brokers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Wealth Manager - Start Date - 09/01/2022 - 4 Hours Per Month/4 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-28
S65 Uniform Investment Adviser Law Examination 1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28

View on SEC IAPD

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