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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-05-01 |
| AR | RA | APPROVED | 2011-07-12 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 06/2011 | Present |
| Bank Of America, N.A. | Little Rock | AR | 09/2011 | Present |
(1)NON-PROFIT ORGANIZATION; JOHN BROWN UNIVERSITY; 2000 WEST UNIVERSITY STREET, SILOAM SPRINGS, UNITED STATES, ARKANSAS 72761; NOT INVESTMENT RELATED; 40 HOURS ANNUALLY, 0 DURING TRADING HOURS; 7/1/2009; ADJUNCT PROFESSOR; MY ROLE IS AN ADJUNT PROFESSOR IN THE ADVANCE PROGRAM FOR JOHN BROWN UNIVESITY IN THEIR NORTH LITTLE ROCK, HOT SPRINGS, AND ONLINE CAMPUSES. I*2086330, Entity Type, Name of OBA: Rental Property 1, Address: Hot Springs, AR, 71913, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 11/29/2024, No Hours: 26hrs/Ann, No Hours during trading: 0, Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-08-20 |
| S66 | Uniform Combined State Law Examination | 2004-06-29 |
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