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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-09-12 |
| IA | RA | APPROVED | 2009-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Dubuque | IA | 08/2009 | Present |
BARTON SUCCESS GROUP DBA BARTON WEALTH MANAGEMENT, LLC, INVT REALTED, DUBUQUE, IA, 100% OWNERSHIP, START DATE 3/12/2020, 320 HRS PER MONTH, 143 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-21 |
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