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Current Employers
First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED_RES 2015-09-17
  • MS RA
    APPROVED_RES
    Since 2015-09-17

Branch Locations

1904 Lakeland Drive Suite C, Jackson, MS 39216 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Heartland Capital Inc Lake St Louis MO 09/2015 Present
  • 09/2015 → Present
    First Heartland Capital Inc
    Lake St Louis, MO
Previous Registrations
  • 2015-03-11 → 2015-06-19
    Ridgeland, MS
    Ft. Lauderdale, FL
  • 2004-06-21 → 2015-02-05
    Signator Investors, Inc.
    Ridgeland, MS
    Ridgeland, MS
Other Businesses

LEGACY WEALTH GROUP, LLC, Investment related, Marketing of insurance and financial services., OFFICER/DIRECTOR, Start Date: 02/01/2015 BUZZARD BAYOU DUCK CLUB LLC, Not investment related, Duck hunting club related services business., OWNER, Start Date: 12/01/2012 Legacy Wealth Strategies, LLC, Investment related, Marketing of insurance and financial services., OFFICER/DIRECTOR, Start Date: 06/18/2019 Pin Oak Plantation LLC, Not investment related, Holds duck hunting land in LLC for the hunting club., OWNER, Start Date: 12/23/2019 First Heartland Consultants, Inc., Investment related, Investment Advisory Services., IAR, Start Date: 09/17/2015 Rental Property, Not Investment Related, Recently purchased rental property for Rep's own personal investment. Plan to air bnb in the future. May use DBA Empty Nest in the future. Owns with spouse., Owner, Start Date: 09/25/2025 Empty Nest, LLC, holds investment property in a rental program. Start Date: October 2025 Maple Slough Land and Timber, LLC, Timber and Land Investment. Start Date 12/2/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-02
S63 Uniform Securities Agent State Law Examination 2000-04-19
  • S65 Uniform Investment Adviser Law Examination
    2004-06-02
  • S63 Uniform Securities Agent State Law Examination
    2000-04-19
Other Names
  • Nicky L Morgan

View on SEC IAPD

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