John S Pappas

Current Employers

Employment History

• 11/2014 → 05/2022
  Raymond James Financial Services
  Portsmouth, NH
• 11/2014 → 12/2016
  Raymond James Financial Services Advisors Inc.
  Portsmouth, NH
• 11/2014 → Present
  Steward Partners Global Advisory, Llc
  Portsmouth, NH
• 01/2016 → Present
  Steward Partners Investment Advisory, Llc
  Portsmouth, NH
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Portsmouth, NH

Previous Registrations

• 2014-11-18 → 2016-12-08
  Raymond James Financial Services Advisors, Inc
  Portsmouth, NH
• 2006-11-20 → 2014-11-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portsmouth, NH
• 2003-12-10 → 2006-11-20
  Pruco Securities, Llc.
  Eliot, ME
  Eliot, ME

Other Businesses

1) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Portsmouth, NH. Nature of the business: Independent RIA. Position: Investment Advisor Representative. Start Date: 1/2016. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Provide advisory services for clients. 2) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Portsmouth, NH. Nature of business: Non-variable insurance and annuities. Position: Agent. Start date: 11/2014. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Offer non-variable insurance, term, whole and universal life insurance, disability health, and immediate and fixed annuities. 3) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Portsmouth, NH. Nature of the business: Support company/DBA (Non-owner). Position: Partner. Start Date: 11/2014. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Financial Advisor. 4) Raymond James Financial Services, Inc. - Investment related: Yes. Address: Portsmouth, NH. Nature of business: Securities Broker/Dealer Firm. Position: Registered representative. Start Date: 11/2014. Hours per month devoted to this business: 160. Hours per month devoted to this business during trading hours: 160. Description of duties: Securities sales. 5)Name of Business: SPGA Address: 145 Maplewood Ave, Suite 100, Portsmouth, NH, 03801, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/12/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products liste

Exams

• S66 Uniform Combined State Law Examination
  2003-10-20